Job Ref 3184929
Location Auckland CBD
Category Risk & Compliance
Type Permanent - Full Time
A Little Bit About The Company

Our client is a listed participant with a global reach and over 15 million customers. A firm with a strong brand and presence across New Zealand with a plan for continued growth and expansion.
  
Some More Information About The Role
  
Reporting into the Head of Compliance you’ll play a key role working on a blend of BAU and a critical compliance project for the business in an interesting time of significant growth.
  
Key tasks will include:
  • Conducting monitoring and reporting under the compliance monitoring programme;
  • Providing Compliance training and advice;
  • Interacting with FMA, NZX and other regulatory bodies as and when required;
  • Keeping up to date with developments in the industry and the regulatory environment;
So Who Are You & What Is Your Profile?
  
This role would be best suited to someone with 5+ years’ experience working in the financial services industry and coming from an NZX firm is highly advantageous.
  
Key requirements to be successful in these roles include:
  • Strong knowledge and understanding to NZ & AU regulatory requirements
  • Overview of a Compliance program including, monitoring, testing and reporting to management
  • Prior exposure to the CCCFA, FATCA, AML & CFT
  • Excellent communication, & stakeholder engagement skills
  • A tertiary qualification in law and/or commerce;
  • Prior Experience with an ASX or NZX firm would be seen as an added benefit
  • Prior exposure to dealing / interacting with the FMA is highly advantageous
This is a unique opportunity to pursue a career and gain your foot in the door with an exciting firm who are on the brink of growth ahead of an NZX listing.
  
If this sounds like you please get in touch with the team at Consult Recruitment by applying to on the link above.
  • NZX Accredited firm
  • Involvement in a key regulatory project
  • Supportive and collaborative environment