12 June 2022
Compliance & Regulatory Specialist

 June 12, 2022 Harry Dev Singh
Consult Recruitment NZ > 12 June 2022Compliance & Regulatory Specialist

12 June 2022
Compliance & Regulatory Specialist


A Little Bit About The Company


This is a well-known and respected company with a strong New Zealand presence and diverse operations.

The business is continuously growing and evolving and significant investment is being made to make it the best in its industry. People love working within their friendly and collaborative culture. 

Some More Information About The Role

You’ll be supporting the Compliance and Regulatory Lead to develop and manage the company's compliance frameworks, policies and processes. You’ll complete assurance and advisory reviews and provide insightful reporting to the Board and executive governance forums to enable compliance and improve efficiencies.
  
Some of your core responsibilities will be to:
  • Deliver assurance over the compliance programme and report on the results
  • Identify compliance gaps and develop frameworks/policies where required to ensure regulatory and compliance obligations are met
  • Provide ongoing compliance assurance over licencing obligations
  • Provide input to the risk assurance program and framework
  • Provide advice and training to business units
  • Engage and foster relationships with key stakeholders and business units
So Who Are You, And What Is Your Profile?

Someone who has:
  • External audit background (experience in the Big 4) or Risk & Compliance and/or Risk Assurance experience role within industry.
  • A good knowledge of regulation, risk management and internal control frameworks with proven analytical skills.
  • Past experience from financial services (will be advantageous).
Given there will be times when you will be working unsupervised it is important that you can show initiative, be proactive and have the ability to work autonomously. It is key that you have the confidence to liaise with a wide range of stakeholders and are highly organised. Strong attention to detail and exceptional written and verbal communication skills are also vital.

Please note, to be considered for this role you must have the legal right to work in NZ.

If this sounds like you, please get in touch:

Harry Dev Singh at Consult on 0204 048 4824 / harry@consultrecruitment.co.nz or Penny Eglinton on 0204 022 6673 penny@consultrecruitment.co.nz
  • Leading Financial Services Company
  • Auckland CBD
  • 100K-125K Benefits


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